AISG Business Continuity Plan Disclosure

American Independent Securities Group, LLC (A) is a fully disclosed broker‐dealer and member of the Financial
Industry National Regulatory Association., (“FINRA”) that maintains your account.

FINRA Rule 3510 requires each member firm to create and maintain a business continuity plan. In accordance with
these rules AISG has developed a plan to ensure that business continues to run uninterrupted during business
emergencies.

The plan is designed to address key areas of concern including but not limited to the following:

• Books and records recovery;
• All mission critical systems;
• Financial and operational assessments;
• Alternate means of communication between AISG and its customers;
• Alternate means of communication between AISG and its employees;
• Alternate physical locations of employees;
• Critical business constituent, bank and counter‐party impact;
• Regulatory reporting;
• Communications with regulators; and
• How AISG will ensure that all customers have access to their funds and securities in the event AISG
determines it is unable to continue its business.

Events creating a disruption of business may vary in nature. They could affect only American Independent
Securities, affect the building where AISG is located, affect the entire business district where AISG is located, result
in a citywide disruption, or result in a regional disruption. AISG fully intends to continue to conduct its securities
business during these periods of business disruption ranging from disruptions that only affect AISG to disruptions
that have regional impact.

To address disruptions affecting AISG and the location(s) in which the firm conducts its business, arrangements
have been made with organizations and facilities to supply a physical location as well as key technology
infrastructure in an area that does not share power grids with the affected location, affording AISG the opportunity
to relocate its key employees and critical information technology systems to provide services for its clients.
To address citywide and regional business disruptions, AISG has contracted with vendors to supply AISG alternate
office space and access to critical technology in cities and regions that differ from the affected area. AISG intends
to take advantage of this and employ the use of these facilities and affiliates which are located in other cities or
regions of the country.

Please be advised that business continuity plans are subject to change and modification. AISG intends to update
and test its business continuity plans as business conditions and technology change.

Should you have any questions concerning our business continuity plan, you may submit a written request for
additional information to our Customer Service Department located at 1036 E. Iron Eagle Dr., Suite 105, Eagle ID
83616.